Cutting through the noise is a real art.
My expertise lies in helping advisers to problem solve. Whether it's knowing how to pre-empt compliance issues or clarifying legislation, I can help you practically apply compliance processes to your advice process.
With over 24 years of experience in financial services and licence management, there is very little I haven’t seen. I really do understand the challenges you face every day.
Simplify the compliance behind the advice.
Having worked with 100s of advisers over many years within both a practice and licensee setting, I understand how to apply practical solutions to support smarter compliance and improve business efficiencies.
I'll also be your go-to person for Integrity Connect. I'll be there to show you how it works, train you and your team to ensure you're making the most of all the features.
"I understand how to apply practical solutions to ensure smarter compliance and improve business efficiencies."
Lisa Nikolovska, Governance & Support Manager
A little bit more about Lisa...
Impressive credentials
I have some impressive credentials, but these will be most important to you:
- 24 years of financial services experience
- Exposure to chartered, boutique, industry and licensee businesses
- Strong licencee management and practice development experience
- Great diagnostic skills and can deliver solutions quickly
- Grounded and authentic, supporting you to better solutions
A bit of balance
When I’m not at work, you can usually find me:
- Spending time at our holiday house when we can
- Beach life and fishing are things we enjoy as a family
- Cooking is in my blood! Of course, Pastitsio and Galaktoboureko feature strongly in my repertoire
What you don't know
There are some interesting facts you are unlikely to know about me.
- My great, great, great grandfather was a famous citrus grower in Renmark, SA
- I am sensitive to all things spiritual
- I’ve never had an animal who hasn’t had a human name
- If I could live anywhere in the world it would be in a French medieval Chateau.
If you'd like to find out more about how Lisa and the team can help your organisation, then get in touch by booking a call for a discussion.
Rhett presents a very rare combination of skill sets and experience. He has worked at a senior level with FOS for quite some years and has also run his own financial planning practice – he is in a unique position as he understands legislation, regulator intentions and the increasing commercial demands on financial advisers. I have without exception found Rhett’s compliance advice to be of a high technical standard – it is comprehensive, thorough and practical. He is at the cutting-edge in his field. The systems and processes Rhett has instituted in our firm will lead to a greater level of protection, a more efficient and robust approach to compliance which we fully expect to convert into a higher multiple being paid come succession time. Rhett’s integrity, timeliness and personable approach makes him a perfect choice for Chrysalis to partner with. I wholeheartedly recommend Rhett to any one who might be looking for a thorough compliance solution for their practice.
Phil Windsor
Director Financial Advice, Chrysalis Lifestyle Planning
We have been working with Rhett and iCompliance now since 2016, since we decided to pursue the idea of obtaining our own Australian Financial Services license. Rhett helped us through the process of applying to ASIC for the license and was with us every step of the way until our license was granted and now, iCompliance continues to assist with our ongoing compliance position. The superior knowledge of the law and compliance that Rhett and his team have gives me comfort every day knowing that we are in the right hands and are proceeding down a path that is going to keep us out of trouble and ensure that we always maintain our documentation and compliance to the highest standard of legal, compliance and regulation.
There is never a question that Rhett and the team don’t know the answer to or can’t find the answer to. These guys are an amazing resource to have in your corner. iCompliance makes compliance a breeze with the proactive and innovative approach that Rhett and the team take. I feel in very safe hands with iCompliance.
Footnote: not to mention Rhett is a really top bloke who I’m sure anyone would be happy to call a mate.
Dane Jansen
Positive Dynamics
MTIS Private Wealth was established in 2015 and is currently the licensee to a number of authorised representatives. Our business provides financial advice and general advice. It became evident that due to our complex structure which includes advisory services, media services and separately managed accounts business, a stringent compliance regime needed to be in place. We were referred to Integrity Compliance and came to the quick realisation that the team at Integrity Compliance were just what we needed. Their experience was essential in ensuring we remain compliant at all times. Rhett has been at all times available to us in the event we need to run things by him and always happy to assist. Integrity Compliance are a terrific support to the management of MTIS Private. Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.