Integrity Compliance

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"Understanding what the regulator wants, is all about interpretation. My role is like being an interpreter."

Rhett Das, Managing Director

Learn more about the work we do

Understand the projects we work on and what our clients think of the work we do.

Want to know when an RoA can be used?

Use our free RoA Ready Reckoner to help you determine if an RoA can be used to provide advice to your clients.

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What services are you looking for?




New AFSL

We can lead and manage the application process for you with ASIC when applying for a new AFSL, so you can focus on managing your business.

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Compliance Project

We can work with you on a range of compliance projects. We work to review, remediate or implement new processes and practices in your business.

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Incident Management

Compliance incidents often happen when you least expect them. We help you to manage it in a timely fashion and not let it grind your business to a halt.

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Training

Keep updated on relevant compliance topics, via our tailored training programs. We guide you how to be risk aware at all times, so you can self identify issues.

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  • 5
    Whenever we have a question or need a policy updated the team are quick at responding which is so reassuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.
    Jenny Brown
    JBS Financial Strategists
  • 5
    Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.
    Anna Garuccio
    Director, Investment Strategists (MTIS)