"Understanding what the regulator wants, is all about interpretation. My role is like being an interpreter."
Rhett Das, Managing Director
What services are you looking for?
We can lead and manage the application process for you with ASIC when applying for a new AFSL, so you can focus on managing your business.
We can work with you on a range of compliance projects. We work to review, remediate or implement new processes and practices in your business.
Compliance incidents often happen when you least expect them. We help you to manage it in a timely fashion and not let it grind your business to a halt.
Keep updated on relevant compliance topics, via our tailored training programs. We guide you how to be risk aware at all times, so you can self identify issues.
Whenever we have a question or need a policy updated the team are quick at responding which is so reassuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.
Jenny BrownJBS Financial Strategists
- 5Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.
Anna GaruccioDirector, Investment Strategists (MTIS)