Can You Use An RoA?
Use Integrity Compliance’s free RoA Ready Reckoner to help you determine if an RoA can be used to provide advice to your clients.
Simply answer each of the questions and find out if an RoA is the right choice for your client. If you are unsure, please check with the compliance team for your AFSL.
Essentials
Essential Support for Compliance Managers
- Quarterly Compliance Meetings
- Supply and Update Policies
- Regulatory Updates and Analysis
- Compliance Framework & Calendar
- Compliance Registers
- Email Support
- Integrity Connect
- Regular Newsletters
Premium
Comprehensive support for AFSL Licensees
- Quarterly Compliance Meetings
- Supply and Update Policies
- Regulatory Updates and Analysis
- Compliance Framework & Calendar
- Monitored Compliance Registers
- Comprehensive Support
- Integrity Connect
- Regular Newsletters
- Two Client File Audits
AFSL Applications
Apply for or vary your AFSL
- Complete Application Management
- Business Description & Proof Preparation
- Document Lodgement
- Liaison with ASIC
- Complete Variation Management
- Proof Preparation & Lodgement
- Liaison with ASIC
Contact Us
We have offices in Victoria and QLD and proudly support small licensees across Australia both virtually and in person.
Feel free to book a time directly in our calendar if you're ready for an in depth discussion about your situation.
Call us: 1300 416 736
Email us: info@icompliance.com.au
Let's Connect
Drop us a line today for a chat about how we can help you manage your AFSL compliance.