We're your compliance radar.
Our focus is always on collaboration. Which means we don't just tell you what to do, we listen and acknowledge your perspective before we provide guidance.
It also means we're constantly seeking feedback from others, searching for knowledge and pooling our strengths to get the best outcomes for our clients.
We're your partners through trust.
We take a team approach to help you achieve the best possible business goals.
We challenge the status quo, but always in your best interests.
We're here to make your business journey an easier one, that is filled with potential.
Meet Our Team
We take care of our clients by thinking long-term. We have energetic curiosity, with a natural disposition for personal and professional growth. We share ownership for our clients' business success.
With more than a decade of combined experience across the financial services industry, we find a huge amount of satisfaction in talking about complex compliance topics with our clients, in a digestible way.
Ultimately, our goal is to guide our clients to make confident business decisions without navigating compliance with fear and trepidation.
We are the team at Integrity Compliance.
Our Compliance Assistants
Mat Rivera
I focus on delivering efficient, detail-oriented support to streamline our pre-audit procedure. I ensure the pre-audit process is completed efficiently to ensure better results and long-term success.
Melissa Magro
I am the linchpin between you and our team. I help you prepare for your compliance meetings, audits and any other important licensee meetings that occur. I ensure you always have the right paperwork, so that everything always goes smoothly.
Jade Suegay
I make it my priority to maintain compliance standards and streamline our pre-audit procedures. I provide thorough and accurate administrative support and help you apply practical solutions to your business, to support better compliance and improve your business efficiencies.
"We bridge the gap between regulator expectations and the reality of giving advice."
Our clients benefit from our expertise
Beyond mere transactions, we’re focused on fostering meaningful experiences that transcend typical client relationships.
MTIS Private Wealth was established in 2015 and is currently the licensee to a number of authorised representatives. Our business provides financial advice and general advice. It became evident that due to our complex structure which includes advisory services, media services and separately managed accounts business, a stringent compliance regime needed to be in place. We were referred to Integrity Compliance and came to the quick realisation that the team at Integrity Compliance were just what we needed. Their experience was essential in ensuring we remain compliant at all times. Rhett has been at all times available to us in the event we need to run things by him and always happy to assist. Integrity Compliance are a terrific support to the management of MTIS Private. Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.
Anna Garuccio
Director, Investment Strategists (MTIS)
We have been working with Rhett and iCompliance now since 2016, since we decided to pursue the idea of obtaining our own Australian Financial Services license. Rhett helped us through the process of applying to ASIC for the license and was with us every step of the way until our license was granted and now, iCompliance continues to assist with our ongoing compliance position. The superior knowledge of the law and compliance that Rhett and his team have gives me comfort every day knowing that we are in the right hands and are proceeding down a path that is going to keep us out of trouble and ensure that we always maintain our documentation and compliance to the highest standard of legal, compliance and regulation.
There is never a question that Rhett and the team don’t know the answer to or can’t find the answer to. These guys are an amazing resource to have in your corner. iCompliance makes compliance a breeze with the proactive and innovative approach that Rhett and the team take. I feel in very safe hands with iCompliance.
Footnote: Not to mention Rhett is a really top bloke who I’m sure anyone would be happy to call a mate.
Dane Jansen
Positive Dynamics
RGM Financial Planning engaged the services of Integrity Compliance to assist with AFSL variations and for ongoing Responsible Manager training and compliance support. We previously obtained these services from a large Institutional provider but were dissatisfied with their one-size-fits-all approach. Rhett was referred to us by a professional colleague and we have found the personalised touch and face to face contact very refreshing. Rhett is knowledgeable, approachable and accessible. He and his team deliver a tailored solution at an affordable price. At this stage we couldn’t be happier with the service provided.
Vince Peluso
RGM Financial Planners Pty Ltd
Having known Rhett and his team for many years, when we decided to get our own AFSL we immediately engaged him for both establishing our AFSL and also the ongoing compliance work. The quarterly meetings, together with 4 audits per year for each of our AR’s is integral to us in ensuring we remain at the top of our game from a compliance point of view. Whenever we have a question or need a policy updated the team are quick at responding which is so re-assuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.
Jenny Brown
JBS Financial Strategists
Contact Us
We proudly support boutique Licensees across Australia both virtually and in person.
1300 416 736
info@icompliance.com.au
Level 1
231 Glenferrie Road
Malvern VIC 3144
Let's Connect
Drop us a line today for a chat about how we can help you manage your AFSL compliance.
We recognise the First Peoples of this Nation and their ongoing cultural and spiritual connections to the lands, waters, seas, skies, and communities. We acknowledge the First Nations Peoples as the Traditional Custodians and Lore Keepers of the oldest living culture and pay respects to their Elders past and present. We extend that respect to all First Nations Peoples.