We provide clear, concise and effective compliance services that are independent and uncompromised.
Meet Our Team
With more than 50 years of combined experience across the financial services industry we take pride in our dynamic approach and our ability to speak your language when delivering practical solutions to complex compliance problems.
What People Say?
Rhett presents a very rare combination of skill sets and experience. He has worked at a senior level with FOS for quite some years and has also run his own financial planning practice – he is in a unique position as he understands legislation, regulator intentions and the increasing commercial demands on financial advisers. I have without exception found Rhett’s compliance advice to be of a high technical standard – it is comprehensive, thorough and practical. He is at the cutting-edge in his field. The systems and processes Rhett has instituted in our firm will lead to a greater level of protection, a more efficient and robust approach to compliance which we fully expect to convert into a higher multiple being paid come succession time. Rhett’s integrity, timeliness and personable approach makes him a perfect choice for Chrysalis to partner with. I wholeheartedly recommend Rhett to any one who might be looking for a thorough compliance solution for their practice.
We engaged Integrity Compliance to assist us with our AFSL compliance requirements for the financial services division of Ausure. The knowledge, experience and professionalism Rhett and Charlie have demonstrated are second to none. This combined with their commercial and approachable style has provided Ausure, our Authorised Representatives and clients with the peace of mind we have an outstanding compliance programme in place.
MTIS Private Wealth was established in 2015 and is currently the licensee to a number of authorised representatives. Our business provides financial advice and general advice. It became evident that due to our complex structure which includes advisory services, media services and separately managed accounts business, a stringent compliance regime needed to be in place. We were referred to Integrity Compliance and came to the quick realisation that the team at Integrity Compliance were just what we needed. Their experience was essential in ensuring we remain compliant at all times. Rhett has been at all times available to us in the event we need to run things by him and always happy to assist. Integrity Compliance are a terrific support to the management of MTIS Private. Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.
We have been working with Rhett and iCompliance now since 2016, since we decided to pursue the idea of obtaining our own Australian Financial Services license. Rhett helped us through the process of applying to ASIC for the license and was with us every step of the way until our license was granted and now, iCompliance continues to assist with our ongoing compliance position. The superior knowledge of the law and compliance that Rhett and his team have gives me comfort every day knowing that we are in the right hands and are proceeding down a path that is going to keep us out of trouble and ensure that we always maintain our documentation and compliance to the highest standard of legal, compliance and regulation.
There is never a question that Rhett and the team don’t know the answer to or can’t find the answer to. These guys are an amazing resource to have in your corner. iCompliance makes compliance a breeze with the proactive and innovative approach that Rhett and the team take. I feel in very safe hands with iCompliance.
Foot note. Not to mention Rhett is a really top bloke who I’m sure anyone would be happy to call a mate..
RGM Financial Planning engaged the services of Integrity Compliance to assist with AFSL variations and for ongoing Responsible Manager training and compliance support. We previously obtained these services from a large Institutional provider but were dissatisfied with their one-size-fits-all approach. Rhett was referred to us by a professional colleague and we have found the personalised touch and face to face contact very refreshing. Rhett is knowledgeable, approachable and accessible. He and his team deliver a tailored solution at an affordable price. At this stage we couldn’t be happier with the service provided.
Rhett initially assisted us to successfully apply for our own AFSL. Our firm now retains Rhett to chair quarterly compliance meetings. This has been a huge weight lifted as we can now batch our compliance meeting to one day every quarter, instead of constantly worrying. This has freed up time and worry for all staff members. Money well spent!
Having known Rhett and his team for many years, when we decided to get our own AFSL we immediately engaged him for both establishing our AFSL and also the ongoing compliance work. The quarterly meetings, together with 4 audits per year for each of our AR’s is integral to us in ensuring we remain at the top of our game from a compliance point of view. Whenever we have a question or need a policy updated the team are quick at responding which is so re-assuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.