Our Team

We provide clear, concise and effective compliance services that are independent and uncompromised.

We Help All Businesses

Our clients range from small boutique AFSLs to top 10 AFSLs (by size). We want to help those who embrace compliance.

Long Term Relationships

Our clients are those who trust us and want us to be their partner to build a sustainable and successful business.

Across The Nation

We have clients everywhere in Australia and we are not afraid to go the extra mile to see them. We see this as an opportunity to build rapport and strengthen our relationship.

Meet Our Team

With more than 50 years of combined experience across the financial services industry we take pride in our dynamic approach and our ability to speak your language when delivering practical solutions to complex compliance problems.

  • Head of compliance at ASX listed dealer group
  • Head of Legal at ASX listed dealer group
  • Financial services risk management at Big 4 Accounting firm
  • Former financial planners
  • Professional standards consultants to 200+ non aligned AFSLs
  • ASIC approved independent experts in enforceable undertakings
  • Business and practice management consultants at ASX listed dealer group
  • Lawyer at ASIC
  • FOS panel case manager
  • Subject matter presenter at professional industry associations
compliance expert team
Rhett Das​
Managing Director
compliance expert team
Charlie Huang​
Strategic Projects
compliance expert team
Nadia Docker​
Client Engagement
john fish
John Fish
Compliance Specialist
jimmy wang
Jimmy Wang
Compliance Specialist
Angie Giacomantonio
Angie Giacomantonio
Office Manager
What People Say?

Testimonials

Rhett presents a very rare combination of skill sets and experience. He has worked at a senior level with FOS for quite some years and has also run his own financial planning practice – he is in a unique position as he understands legislation, regulator intentions and the increasing commercial demands on financial advisers. I have without exception found Rhett’s compliance advice to be of a high technical standard – it is comprehensive, thorough and practical. He is at the cutting-edge in his field. The systems and processes Rhett has instituted in our firm will lead to a greater level of protection, a more efficient and robust approach to compliance which we fully expect to convert into a higher multiple being paid come succession time. Rhett’s integrity, timeliness and personable approach makes him a perfect choice for Chrysalis to partner with. I wholeheartedly recommend Rhett to any one who might be looking for a thorough compliance solution for their practice.

Phil Windsor Director Financial Advice Chrysalis Lifestyle Planning

We engaged Integrity Compliance to assist us with our AFSL compliance requirements for the financial services division of Ausure. The knowledge, experience and professionalism Rhett and Charlie have demonstrated are second to none. This combined with their commercial and approachable style has provided Ausure, our Authorised Representatives and clients with the peace of mind we have an outstanding compliance programme in place.

Jeff Haydn General Manager Ausure Financial Services

MTIS Private Wealth was established in 2015 and is currently the licensee to a number of authorised representatives. Our business provides financial advice and general advice. It became evident that due to our complex structure which includes advisory services, media services and separately managed accounts business, a stringent compliance regime needed to be in place. We were referred to Integrity Compliance and came to the quick realisation that the team at Integrity Compliance were just what we needed. Their experience was essential in ensuring we remain compliant at all times. Rhett has been at all times available to us in the event we need to run things by him and always happy to assist. Integrity Compliance are a terrific support to the management of MTIS Private. Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.

We have been working with Rhett and iCompliance now since 2016, since we decided to pursue the idea of obtaining our own Australian Financial Services license. Rhett helped us through the process of applying to ASIC for the license and was with us every step of the way until our license was granted and now, iCompliance continues to assist with our ongoing compliance position.  The superior knowledge of the law and compliance that Rhett and his team have gives me comfort every day knowing that we are in the right hands and are proceeding down a path that is going to keep us out of trouble and ensure that we always maintain our documentation and compliance to the highest standard of legal, compliance and regulation.

There is never a question that Rhett and the team don’t know the answer to or can’t find the answer to. These guys are an amazing resource to have in your corner. iCompliance makes compliance a breeze with the proactive and innovative approach that Rhett and the team take. I feel in very safe hands with iCompliance.

Foot note. Not to mention Rhett is a really top bloke who I’m sure anyone would be happy to call a mate..

RGM Financial Planning engaged the services of Integrity Compliance to assist with AFSL variations and for ongoing Responsible Manager training and compliance support. We previously obtained these services from a large Institutional provider but were dissatisfied with their one-size-fits-all approach. Rhett was referred to us by a professional colleague and we have found the personalised touch and face to face contact very refreshing. Rhett is knowledgeable, approachable and accessible. He and his team deliver a tailored solution at an affordable price. At this stage we couldn’t be happier with the service provided.

Rhett initially assisted us to successfully apply for our own AFSL. Our firm now retains Rhett to chair quarterly compliance meetings. This has been a huge weight lifted as we can now batch our compliance meeting to one day every quarter, instead of constantly worrying. This has freed up time and worry for all staff members. Money well spent!

Having known Rhett and his team for many years, when we decided to get our own AFSL we immediately engaged him for both establishing our AFSL and also the ongoing compliance work. The quarterly meetings, together with 4 audits per year for each of our AR’s is integral to us in ensuring we remain at the top of our game from a compliance point of view. Whenever we have a question or need a policy updated the team are quick at responding which is so re-assuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.

We partner with industry experts to support all of your compliance needs