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Integrity Compliance

Integrity Compliance

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Our Partners

Our partners

We're all about making complex compliance problems simple to understand, in easy to understand language.

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Enzumo is the largest and most experienced independent XPLAN consulting group. As part of the ASX listed Chant West Holdings, they are well resourced to provide IFA, Licensees and Institutions with solutions to their software, data & research needs.

"We remove the stress from managing compliance, by resolving the uncertainty around decision making and application."

Rhett Das, Managing Director

See what Gavin thinks about working with us.

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TALK TO US ABOUT YOUR AFSL NEEDS

Why did you decide to work with Integrity?

"We wanted to work with a group that lived and breathed the same values as us and saw our relationship as a partnership and an extension of our license. We have been working with Rhett and the team now for a year and we really feel like we have learnt so much about how we can continue improving the way we deliver advice to our clients as well as running a license with strong governance at its core."

Gavin Glozier, CEO and Principal
Your Wealth Hub Advice

What has been the best time saving within your business?

Being able to get support quickly for our community around ‘what if’ and other hypothetical situations around client scenarios and governance

How has it reduced the risk to your business?

Having an experienced partner who is across the inner workings of our license that can help us identify risks and have a plan to reduce these.

What would you say to someone looking to work with Integrity?

I would strongly recommend the team to other licenses who value governance and who want to proactively make a difference in their AFSL for their advisers and FP client.

Our pricing is based on the needs of your business and the resources you have.

We work with a range of clients, who have varying needs and available resources within their business. Our pricing reflects the support and guidance you can choose based on your needs. Book a call with us to discuss the options below or a custom solution.

CUSTOM

(Full service)

$Custom*

  • Dedicated compliance consultant
  • AFSL Management System online portal
  • Fully maintained policies and procedure templates
  • Monthly meetings with consultant to monitor risks, registers and policies
  • Quarterly attendance (virtual) at AFSL meetings - chaired, agendas and minutes
  • Quarterly audits, 1 x file review per quarter
  • Document pre-vet
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INTEGRITY CONNECT

(Online service)

$900 + GST PM

  • AFSL Management System online portal
  • Fully maintained policies and procedure templates
  • Quarterly meeting with a consultant to monitor risks, registers and policies
  • Access to Technical Enquiries inbox
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*Pricing is custom and is based on the needs of the business.

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MTIS Private Wealth was established in 2015 and is currently the licensee to a number of authorised representatives. Our business provides financial advice and general advice. It became evident that due to our complex structure which includes advisory services, media services and separately managed accounts business, a stringent compliance regime needed to be in place. We were referred to Integrity Compliance and came to the quick realisation that the team at Integrity Compliance were just what we needed. Their experience was essential in ensuring we remain compliant at all times. Rhett has been at all times available to us in the event we need to run things by him and always happy to assist. Integrity Compliance are a terrific support to the management of MTIS Private. Since engaging Integrity Compliance, we have been able to focus on growing the business with the full confidence that the team stands beside us in meeting our compliance obligations.

Anna Garuccio

Director, Investment Strategists (MTIS)

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Having known Rhett and his team for many years, when we decided to get our own AFSL we immediately engaged him for both establishing our AFSL and also the ongoing compliance work. The quarterly meetings, together with 4 audits per year for each of our AR’s is integral to us in ensuring we remain at the top of our game from a compliance point of view. Whenever we have a question or need a policy updated the team are quick at responding which is so re-assuring that we have them covering our compliance, it’s one less thing to worry about when running a business and AFSL.

Jenny Brown

JBS Financial Strategists

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We have been working with Rhett and iCompliance now since 2016, since we decided to pursue the idea of obtaining our own Australian Financial Services license. Rhett helped us through the process of applying to ASIC for the license and was with us every step of the way until our license was granted and now, iCompliance continues to assist with our ongoing compliance position.  The superior knowledge of the law and compliance that Rhett and his team have gives me comfort every day knowing that we are in the right hands and are proceeding down a path that is going to keep us out of trouble and ensure that we always maintain our documentation and compliance to the highest standard of legal, compliance and regulation.

There is never a question that Rhett and the team don’t know the answer to or can’t find the answer to. These guys are an amazing resource to have in your corner. iCompliance makes compliance a breeze with the proactive and innovative approach that Rhett and the team take. I feel in very safe hands with iCompliance.

Footnote: not to mention Rhett is a really top bloke who I’m sure anyone would be happy to call a mate.

Dane Jansen

Positive Dynamics

Want to know more about what we do?

Book a call and we can discuss your compliance roadmap needs.

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