“Cutting through the regulatory noise is a real art”
We help you implement and maintain a continuous compliance framework for your AFSL. You’ll have access to our Integrity Connect AFSL Management Portal, which provides access to fully maintained policy and procedure templates, a compliance calendar, and various registers for tracking risks.
As your external compliance committee member, we’ll set up and attend four virtual compliance committee meetings with you every year. These meetings will address key aspects of managing your AFSL such as reviewing your compliance framework, making sure you’re up to date with your compliance calendar, updating policies and registers, and keeping you informed about regulatory updates. Additionally, you will have access to the Technical Enquiries inbox for any specific queries.
Our Essential Support package is perfect for small licensees that can handle their own compliance activity but need some support with the administration.
Quarterly compliance meetings
Your consultant will attend your compliance meetings virtually as an external Compliance Committee Member. Our team will manage your agenda, including the action items.
Policies supplied and updated
We will supply you with your business-specific policies and update them for you, allowing you the time to focus on running your business.
Regulatory updates and analysis
Integrity Compliance will proactively provide you with the regulatory updates and analysis that are applicable to your Licence, so you're always on top of regulatory changes.
Compliance framework & calendar
We give you access to a compliance framework that you can manage yourself, including a compliance calendar.
Compliance registers
You'll have access to compliance registers that you'll be able to update as the need arises.
Basic technical support
You'll be able to email us with your basic technical enquiries.
Integrity Connect
We'll give you access to integrity connect to maintain your compliance registers and view your policies.
Regular newsletters
You'll be added to our email list for ongoing newsletters, so you can easily remain aware of what's happening in the regulatory landscape.
Learn more about our other AFSL Licensee support packages
Premium
- Quarterly compliance meetings
- Quarterly compliance meeting minutes
- Two client file audits
- Policies supplied and updated
- Regulatory updates & analysis
- Compliance framework & calendar
- Monitored compliance registers
- Comprehensive technical support
- Integrity Connect
- Regular newsletters
AFSL Applications
- Complete application management
- Business description & proof preparation
- Document lodgement
- Liaison with ASIC
- Complete variation management
- Proof preparation & lodgement
- Liaison with ASIC
Contact Us
We have offices in Victoria and Queensland and proudly support boutique Licensees across Australia both virtually and in person.
1300 416 736
info@icompliance.com.au
Level 1
231 Glenferrie Road
Malvern VIC 3144
Let's Connect
Drop us a line today for a chat about how we can help you manage your AFSL compliance.
We recognise the First Peoples of this Nation and their ongoing cultural and spiritual connections to the lands, waters, seas, skies, and communities. We acknowledge the First Nations Peoples as the Traditional Custodians and Lore Keepers of the oldest living culture and pay respects to their Elders past and present. We extend that respect to all First Nations Peoples.